Job Description
Join our dynamic compliance team at Global Financial Solutions and make an immediate impact! We're seeking a detail-oriented Compliance Officer to start tomorrow and help us maintain regulatory excellence in Omaha's thriving financial sector. This is your chance to join a forward-thinking organization offering competitive compensation, comprehensive benefits, and career growth opportunities.
As a key member of our risk management division, you'll ensure adherence to federal regulations (including FINRA, SEC, and AML requirements) while fostering a culture of compliance across all operations. Enjoy flexible work arrangements, professional development stipends, and a collaborative environment where your expertise drives organizational success.
Responsibilities
- Develop, implement, and monitor comprehensive compliance programs aligned with industry regulations
- Conduct regular internal audits and risk assessments to identify potential compliance gaps
- Prepare detailed regulatory reports and documentation for internal stakeholders and governing bodies
- Train employees on compliance policies, procedures, and regulatory updates
- Investigate and resolve compliance violations with appropriate corrective actions
- Stay current with evolving regulatory landscape through continuous research and professional development
- Collaborate with legal, audit, and business units to ensure consistent compliance standards
Qualifications
- Bachelor's degree in Finance, Business, Law, or related field (Master's preferred)
- 3+ years of compliance experience in financial services or regulated industry
- Strong knowledge of federal regulations (FINRA, SEC, BSA/AML)
- Excellent analytical skills with attention to detail and accuracy
- Ability to interpret complex regulatory requirements and implement practical solutions
- Strong written and verbal communication skills with ability to train diverse audiences
- Professional certification (CRCM, CAMS, or CCEP) highly desirable
- Proficiency in compliance management software and MS Office Suite