Job Description
Join CompliancePro Solutions, a leader in regulatory excellence, as our Flexible Compliance Officer in Indianapolis. This unique opportunity offers adaptable scheduling while you safeguard our organization's integrity. Enjoy competitive compensation, comprehensive benefits, and the chance to shape compliance strategies in a dynamic environment. Ideal for work-life balance seekers without compromising career growth.
Responsibilities
- Monitor regulatory updates and ensure adherence to federal/state compliance standards
- Conduct risk assessments and implement corrective action plans
- Develop and maintain compliance documentation and training materials
- Collaborate with departments to embed compliance protocols into workflows
- Lead internal audits and coordinate with external regulatory bodies
- Report compliance metrics to senior leadership and board committees
- Maintain confidential records and data privacy protocols
Qualifications
- Bachelor's degree in Finance, Business, Law, or related field
- 3+ years compliance/regulatory experience in financial services
- Strong knowledge of FINRA, SEC, and Indiana state regulations
- Certified Compliance & Ethics Professional (CCEP) preferred
- Exceptional analytical and problem-solving abilities
- Proficient in compliance software (e.g., MetricStream, RSA Archer)
- Excellent written/verbal communication skills
- Self-motivated with proven adaptability to flexible schedules