Job Description
Join Oakland Financial Solutions as a Remote-Friendly Compliance Officer and drive our regulatory excellence strategy. We're seeking a detail-oriented professional to safeguard our operations while enjoying flexible remote work options from the vibrant Bay Area. This hybrid role combines the autonomy of remote work with quarterly in-person collaboration at our Oakland headquarters. You'll work with cutting-edge compliance tools and join a team that values innovation, integrity, and work-life balance. We offer comprehensive benefits, professional development stipends, and a culture that empowers you to make meaningful impact.
Responsibilities
- Develop, implement, and monitor compliance programs aligned with federal regulations (FINRA, SEC, etc.)
- Conduct risk assessments and internal audits to identify compliance gaps
- Prepare detailed regulatory reports and maintain accurate documentation
- Advise stakeholders on regulatory changes and mitigation strategies
- Lead cross-functional compliance training initiatives
- Collaborate with legal and audit teams on regulatory investigations
- Stay current on evolving compliance technologies and best practices
Qualifications
- Bachelor's degree in Finance, Law, or related field (Master's preferred)
- 5+ years compliance experience in financial services
- Certified Regulatory Compliance Manager (CRCM) or equivalent
- Proven experience with remote work tools and protocols
- Strong analytical skills with attention to detail
- Exceptional written and verbal communication abilities
- Experience with compliance software (e.g., OnBase, Compliance 360)
- Ability to work independently with minimal supervision