Job Description
Join our dynamic compliance team at Global Financial Solutions Inc., where innovation meets integrity. We're seeking a detail-oriented Senior Compliance Officer to ensure regulatory adherence while enabling business growth in a remote-friendly environment. This hybrid role (3 days in Cincinnati office, 2 remote) offers the perfect balance of collaboration and flexibility.
Our Cincinnati headquarters sits in the heart of the Midwest's financial hub, providing unparalleled career advancement opportunities. As a compliance leader, you'll shape our risk management framework while enjoying competitive benefits, professional development stipends, and a culture that values work-life balance.
Responsibilities
- Develop and implement comprehensive compliance programs aligned with federal regulations (SEC, FINRA, OCC)
- Conduct risk assessments and internal audits across financial products and services
- Lead regulatory reporting initiatives for 15+ state jurisdictions
- Mentor junior compliance analysts through training programs
- Collaborate with legal and audit teams to resolve compliance gaps
- Monitor regulatory changes and update policies within 30-day windows
Qualifications
- Bachelor's degree in Finance, Law, or related field (MBA/JD preferred)
- 5+ years compliance experience in financial services
- Certified Compliance & Ethics Professional (CCEP) designation
- Proficiency with compliance software (e.g., Diligent, OneTrust)
- Experience with AML/KYC regulations and transaction monitoring
- Strong analytical skills with attention to detail
- Excellent written communication for policy development