Job Description
SecureTrust Corp is a premier financial institution dedicated to operational excellence and integrity. We are currently seeking a highly strategic and detail-oriented Senior Compliance Officer to lead our regulatory efforts in Tucson, AZ. In this pivotal role, you will be responsible for overseeing our compliance frameworks, ensuring we meet rigorous federal and state standards, and mitigating operational risks.
We pride ourselves on a culture that values transparency and professional growth. As a Senior Compliance Officer, you will have the opportunity to shape policy, mentor junior staff, and ensure our organization remains a leader in the industry. Join us and advance your career in a high-impact environment.
Responsibilities
- Develop, implement, and maintain comprehensive compliance policies and procedures in strict adherence to federal and state regulations.
- Conduct regular internal audits, risk assessments, and compliance reviews to identify vulnerabilities and ensure internal controls are effective.
- Monitor changes in regulatory legislation (e.g., FINRA, SEC, state banking laws) and assess their impact on the organization.
- Lead investigations into compliance violations and recommend corrective actions to senior leadership.
- Provide high-level training and guidance to management and staff on compliance matters, fostering a culture of accountability.
- Prepare and present detailed compliance reports to the Board of Directors and external regulatory bodies.
- Collaborate with legal and risk management teams to ensure holistic protection of the company's interests.
Qualifications
- Bachelor’s degree in Finance, Law, Business Administration, or a related field (Master’s degree or Juris Doctor preferred).
- Minimum of 5-7 years of progressive experience in compliance, risk management, or internal auditing within the financial services sector.
- Strong working knowledge of regulatory frameworks such as SOX, HIPAA, and relevant state banking regulations.
- Certification as a Certified Compliance and Ethics Professional (CCEP), Certified Fraud Examiner (CFE), or similar professional designation.
- Excellent analytical, verbal, and written communication skills with the ability to explain complex regulations to non-technical audiences.
- Proven track record of managing cross-functional projects and leading audit remediation efforts.
- High attention to detail and the ability to work in a fast-paced, deadline-driven environment.