Job Description
We are seeking a highly motivated and detail-oriented Compliance Officer to join our elite team in Houston, Texas. As a direct-hire role, you will play a pivotal part in ensuring our organization adheres to all applicable laws, regulations, and internal policies. If you are a strategic thinker with a passion for risk management and regulatory excellence, we want to hear from you.
Why Join Us?
- Competitive salary package ($85k - $110k).
- Comprehensive health, dental, and vision insurance.
- Generous 401(k) matching and professional development opportunities.
- A collaborative and inclusive corporate culture.
Take the next step in your career with a company that values integrity and innovation.
Responsibilities
- Develop, implement, and maintain a comprehensive compliance program to ensure adherence to federal, state, and local regulations.
- Conduct regular internal audits and risk assessments to identify potential compliance gaps and vulnerabilities.
- Monitor changes in regulatory laws and industry standards to ensure the organization remains up-to-date.
- Prepare and submit accurate reports to regulatory bodies and senior management.
- Investigate and resolve compliance issues, including internal complaints and external findings.
- Design and deliver training programs to educate employees on compliance policies and procedures.
- Collaborate with legal, operations, and HR departments to mitigate risk and ensure operational efficiency.
Qualifications
- Bachelor’s degree in Business Administration, Law, Finance, or a related field is required; Master’s degree or Juris Doctor (JD) is preferred.
- Minimum of 3-5 years of progressive experience in a compliance, risk management, or regulatory affairs role.
- Deep understanding of relevant regulatory frameworks (e.g., SEC, FINRA, HIPAA, or general corporate governance).
- Strong analytical skills with the ability to interpret complex data and regulations.
- Excellent verbal and written communication skills for reporting and training purposes.
- Professional certifications such as CAMS, CFE, CISA, or CPA are highly desirable.
- Proficiency in Microsoft Office Suite and compliance management software.