Job Description
Join our award-winning compliance team as a Remote Compliance Officer and help safeguard our organization's integrity while enjoying Houston's vibrant culture from anywhere in the US. We're seeking a detail-oriented professional to ensure adherence to federal regulations (SEC, FINRA) and internal policies in this fully remote role with flexible hours. Our industry-leading benefits package includes comprehensive health coverage, 401k matching, and professional development stipends.
Why Houston? As the energy capital of the world, Houston offers unparalleled career growth opportunities while maintaining a lower cost of living than other major financial hubs. Our remote-first culture allows you to work from home while accessing our state-of-the-art compliance technology and collaborative virtual workspace.
Responsibilities
- Monitor and interpret regulatory changes affecting financial services and energy sectors
- Conduct internal audits and compliance risk assessments across remote teams
- Develop and implement compliance training programs for 500+ employees
- Investigate potential violations and recommend corrective actions
- Liaise with legal counsel and regulatory bodies during examinations
- Maintain compliance documentation and reporting systems
- Lead cross-departmental compliance initiatives using virtual collaboration tools
Qualifications
- Bachelor's degree in Finance, Business, or related field (Master's preferred)
- 5+ years compliance experience in financial services or energy sector
- Certified Compliance & Ethics Professional (CCEP) designation required
- Proficiency with RegTech platforms (e.g., Onfido, ComplyAdvantage)
- Experience with remote team management and virtual audits
- Deep knowledge of SEC, FINRA, and state regulations
- Exceptional written communication for policy development
- Ability to manage competing deadlines in a remote environment