Job Description
Join our dynamic compliance team as a Remote Compliance Officer and safeguard our organization's integrity from anywhere in Santa Ana, CA. You'll be the guardian of regulatory adherence, ensuring our operations align with evolving industry standards while enjoying the flexibility of a fully remote position. We offer a collaborative environment where your expertise directly impacts risk mitigation and ethical business practices. What you'll achieve:
- Develop and implement robust compliance frameworks
- Conduct risk assessments and internal audits
- Train teams on regulatory requirements
- Stay ahead of regulatory changes in finance and healthcare sectors
- Collaborate with cross-functional departments
Responsibilities
- Monitor and interpret federal, state, and industry regulations (e.g., FINRA, HIPAA, SOX)
- Conduct thorough compliance audits and risk assessments quarterly
- Design and deliver mandatory compliance training programs for 500+ employees
- Investigate potential violations and recommend corrective actions
- Prepare comprehensive compliance reports for executive leadership
- Act as primary liaison between company and regulatory bodies
- Update compliance policies bi-annually based on regulatory changes
Qualifications
- Bachelor's degree in Finance, Business, or Law (Master's preferred)
- 5+ years of compliance experience in financial services or healthcare
- Certified Regulatory Compliance Manager (CRCM) or equivalent certification
- Expertise in risk assessment frameworks and audit methodologies
- Advanced proficiency with compliance management software (e.g., Compliance.ai)
- Exceptional written communication and presentation skills
- Proven ability to interpret complex regulations (Dodd-Frank, ACA)
- Experience managing remote compliance teams preferred