Job Description
Join our dynamic compliance team as a Part-Time Compliance Officer in Milwaukee, WI. You'll play a critical role in ensuring our organization adheres to federal and state regulations while fostering a culture of ethical conduct. This flexible position offers the perfect opportunity to make a significant impact without a full-time commitment. Enjoy competitive compensation and a supportive work environment focused on professional growth.
Responsibilities
- Monitor and interpret regulatory changes affecting financial operations
- Conduct internal audits and compliance assessments
- Develop and implement compliance policies and procedures
- Investigate potential compliance violations and recommend corrective actions
- Prepare detailed compliance reports for senior management
- Train staff on regulatory requirements and ethical practices
- Collaborate with legal and risk management teams
- Ensure adherence to AML, BSA, and FINRA regulations
Qualifications
- Bachelor's degree in Finance, Business, or related field
- 3+ years of compliance/regulatory experience
- Strong knowledge of financial regulations (Dodd-Frank, SEC, FINRA)
- Certified Compliance & Ethics Professional (CCEP) preferred
- Exceptional analytical and problem-solving abilities
- Excellent written and verbal communication skills
- Proficient with compliance software and MS Office Suite
- Ability to work independently with minimal supervision