Job Description
Join Pittsburgh Financial Services as a Part-Time Compliance Officer and become a guardian of regulatory excellence. We're seeking a meticulous professional to ensure our organization maintains ethical standards and adheres to evolving financial regulations. This flexible role offers the perfect blend of impact and work-life balance, allowing you to safeguard our operations while advancing your compliance career.
Responsibilities
- Monitor regulatory changes (FINRA, SEC, OCC) and update compliance policies
- Conduct risk assessments and internal audits for operational controls
- Develop compliance training programs for staff across departments
- Investigate potential violations and prepare detailed incident reports
- Maintain accurate compliance documentation and audit trails
- Collaborate with legal team on regulatory reporting requirements
Qualifications
- Bachelor's degree in Finance, Business, or related field
- 3+ years of compliance/regulatory experience
- FINRA Series 24 or 26 certification preferred
- Advanced knowledge of AML and KYC regulations
- Proficient in compliance management software (e.g., OnBase, Fiserv)
- Exceptional analytical and problem-solving abilities
- Strong written and verbal communication skills