Job Description
Join our dynamic team as a Part-Time Compliance Officer and play a crucial role in safeguarding our organization's integrity. We're seeking a detail-oriented professional to ensure regulatory adherence while supporting our mission of excellence in financial services. This flexible position offers the perfect opportunity to make a meaningful impact without full-time commitment.
Responsibilities
- Monitor and interpret regulatory changes affecting financial operations
- Conduct internal audits to verify compliance with federal/state regulations
- Develop and maintain comprehensive compliance documentation
- Train staff on regulatory requirements and best practices
- Investigate potential compliance violations and recommend corrective actions
- Prepare detailed compliance reports for executive leadership
- Collaborate with legal and risk management teams on compliance initiatives
Qualifications
- Bachelor's degree in Finance, Business, or related field
- 2+ years of compliance/regulatory experience
- Knowledge of FINRA, SEC, and Ohio financial regulations
- Strong analytical and problem-solving abilities
- Excellent written and verbal communication skills
- Proficiency with compliance management software
- Ability to work independently with minimal supervision
- Professional certification (CRCM, CAMS) preferred