Job Description
Join Mountain View Financial Services as a Part-Time Compliance Officer in Colorado Springs! We're seeking a detail-oriented professional to safeguard our regulatory integrity while enjoying flexible hours. This role is perfect for candidates balancing career growth with personal commitments. You'll work in a dynamic environment where your expertise directly impacts our organization's ethical standards and client trust. Enjoy competitive compensation, professional development opportunities, and a supportive team culture. Apply today to become a vital part of our compliance excellence journey!
Responsibilities
- Monitor regulatory changes and implement updated compliance policies
- Conduct internal audits and risk assessments across financial operations
- Develop training materials for staff on regulatory requirements
- Investigate compliance violations and recommend corrective actions
- Maintain detailed records of compliance activities and documentation
- Collaborate with legal and executive teams on compliance strategies
- Ensure adherence to FINRA, SEC, and Colorado state regulations
Qualifications
- Bachelor's degree in Finance, Business, or related field
- 2+ years of compliance or regulatory experience
- Strong knowledge of financial regulations (FINRA/SEC)
- Excellent analytical and problem-solving abilities
- Professional certification (CRCM, CAMS, or CCEP) preferred
- Proficient in compliance management software
- Ability to work independently with minimal supervision