Job Description
Join Our Team as a Part-Time Compliance Officer in New York
We are seeking a detail-oriented and experienced Compliance Officer to join our dynamic team in New York. In this part-time role, you will play a critical part in safeguarding our organization against regulatory risks and ensuring adherence to industry standards.
Why Join Us?
• Flexible part-time schedule.
• Competitive hourly rate.
• Work in the heart of New York City.
Responsibilities
- Monitor Regulatory Landscape: Keep abreast of federal, state, and local regulations, including SEC, FINRA, and AML laws.
- Internal Audits: Conduct regular internal audits and risk assessments to identify potential compliance gaps.
- Policy Development: Develop, implement, and update internal policies and procedures to ensure regulatory compliance.
- Incident Reporting: Investigate and report suspicious activities or compliance violations immediately to senior management.
- Training: Deliver compliance training sessions to staff members on an ongoing basis.
- Documentation: Maintain accurate and up-to-date records of all compliance activities and regulatory filings.
Qualifications
- Education: Bachelor’s degree in Law, Finance, Business Administration, or a related field.
- Certifications: CAMS, CFE, or Series 7/63 licenses preferred.
- Experience: Minimum of 3-5 years of experience in financial compliance, risk management, or auditing.
- Knowledge: Strong understanding of US financial regulations and compliance frameworks.
- Skills: Exceptional attention to detail and analytical thinking.
- Communication: Excellent verbal and written communication skills with the ability to explain complex regulations simply.