Job Description
Join our dynamic compliance team at Global Finance Partners and make an immediate impact in Seattle's thriving financial sector. We're seeking a detail-oriented Compliance Officer to ensure regulatory adherence and drive ethical business practices across all operations. This is a rare opportunity to step into a critical role with competitive compensation and rapid onboarding.
As a key member of our risk management division, you'll collaborate with legal, audit, and business units to develop robust compliance frameworks. Our Seattle headquarters offers a collaborative environment with cutting-edge resources and career growth opportunities in the Pacific Northwest's leading financial hub.
Responsibilities
- Monitor and interpret regulatory changes (FINRA, SEC, OCC) to update compliance policies
- Conduct internal audits and risk assessments across business units
- Develop and deliver compliance training programs for 200+ employees
- Investigate potential violations and recommend corrective actions
- Prepare regulatory reports and maintain documentation for audits
- Collaborate with legal team on regulatory filings and disclosures
- Lead compliance initiatives for new product launches and market expansions
Qualifications
- Bachelor's degree in Finance, Law, Business, or related field
- 5+ years compliance experience in financial services
- FINRA Series 7, 24, or 63 certifications preferred
- Advanced knowledge of federal/state banking regulations
- Strong analytical skills with attention to detail
- Experience with compliance software (e.g., OnBase, Compliance.ai)
- Excellent written/verbal communication skills
- Ability to prioritize multiple deadlines in fast-paced environment