Job Description
Join our dynamic team as a Part-Time Compliance Officer and safeguard our organization's integrity. This role offers flexible hours while ensuring adherence to federal regulations and internal policies. Ideal for detail-oriented professionals seeking impactful part-time work in Arlington's thriving business district. Enjoy competitive compensation and a supportive work environment.
Responsibilities
- Monitor regulatory changes and update compliance procedures accordingly
- Conduct internal audits and risk assessments for financial transactions
- Prepare detailed compliance reports for executive leadership
- Train staff on compliance protocols and ethical standards
- Investigate potential violations and recommend corrective actions
- Maintain accurate documentation of compliance activities
- Collaborate with legal and finance departments on compliance initiatives
Qualifications
- Bachelor's degree in Finance, Business, or related field
- 2+ years of compliance or regulatory experience
- Strong knowledge of FINRA, SEC, and AML regulations
- Proficient in compliance software (e.g., ComplyAdvantage, Thomson Reuters
- Excellent written communication and report-writing skills
- Certified Regulatory Compliance Manager (CRCM) preferred
- Ability to work independently with minimal supervision