Job Description
Join our dynamic compliance team at Global Financial Solutions Inc. as a Part-Time Compliance Officer. This role is perfect for detail-oriented professionals seeking flexible hours while making a significant impact in financial regulatory compliance. You'll ensure adherence to federal and state regulations, conduct risk assessments, and develop actionable compliance frameworks. Enjoy competitive compensation and a collaborative environment in Kansas City's thriving financial district.
Responsibilities
- Monitor and implement compliance policies for FINRA, SEC, and state regulations
- Conduct internal audits and risk assessments for financial operations
- Develop and maintain compliance documentation and training materials
- Investigate potential violations and recommend corrective actions
- Collaborate with legal and operations teams on regulatory changes
- Prepare compliance reports for senior management and regulatory bodies
Qualifications
- Bachelor's degree in Finance, Business, or related field
- 3+ years of compliance experience in financial services
- FINRA Series 63/65/66 certifications preferred
- Strong knowledge of AML, KYC, and anti-fraud regulations
- Proficient in compliance software (e.g., NASD, ComplianceEase)
- Exceptional analytical and problem-solving skills
- Ability to work independently with minimal supervision