Job Description
Join Detroit Financial Services Group as a Part-Time Compliance Officer and help safeguard our client trust in the heart of Michigan's financial hub. We're seeking a meticulous professional to ensure regulatory adherence while maintaining operational excellence. This flexible opportunity (20-25 hrs/week) offers the perfect blend of impact and work-life balance in Detroit's dynamic business landscape. What You'll Accomplish: Navigate complex regulatory frameworks, protect our organization from compliance risks, and contribute to a culture of integrity that defines our industry leadership.
Responsibilities
- Monitor and enforce adherence to federal, state, and local regulations including FINRA, SEC, and AML requirements
- Conduct regular audits and risk assessments to identify compliance gaps
- Develop and implement robust compliance policies and procedures
- Investigate and resolve compliance violations with detailed documentation
- Provide targeted compliance training to staff across departments
- Stay current with evolving regulatory changes and advise leadership
- Collaborate with legal and audit teams on compliance initiatives
Qualifications
- Bachelor's degree in Finance, Business, or related field required
- 3+ years of compliance experience in financial services
- Certification (CRCM, CAMS, or CCEP) preferred
- Expertise in regulatory frameworks (Dodd-Frank, BSA, etc.)
- Advanced analytical and problem-solving abilities
- Exceptional written communication and report-writing skills
- Proficiency with compliance software (e.g., RSA Archer, LogicGate)
- Ability to work independently with minimal supervision