Job Description
Join our dynamic team as a Part-Time Compliance Officer at Global Financial Solutions Inc. in sunny Miami! We're seeking a detail-oriented professional to ensure regulatory adherence while enjoying flexible hours. This role offers the perfect blend of career growth and work-life balance in one of America's most vibrant cities.
Responsibilities
- Monitor and enforce compliance with federal regulations (SEC, FINRA) and internal policies
- Conduct risk assessments and implement corrective action plans
- Prepare detailed compliance reports for executive stakeholders
- Train staff on regulatory updates and best practices
- Collaborate with legal and audit teams on compliance initiatives
- Manage documentation and record-keeping systems
- Stay current on evolving financial regulations
Qualifications
- Bachelor's degree in Finance, Business, or related field
- 2+ years compliance experience in financial services
- Strong knowledge of SEC/FINRA regulations
- Excellent analytical and problem-solving skills
- Proficient in compliance software (e.g., Certegy, Actimize)
- Ability to work independently with minimal supervision
- Strong written and verbal communication skills