Job Description
Are you a detail-oriented professional seeking a Remote Friendly Compliance Officer role in the heart of Cincinnati? Apex Financial Solutions is looking for a dedicated expert to safeguard our organization against regulatory risks while enjoying the flexibility of a modern work environment.
In this pivotal role, you will ensure that our business operations adhere to federal, state, and local laws. You will act as the primary liaison between our internal teams and external regulatory bodies, ensuring transparency and integrity in all financial reporting and operational processes.
Why Join Us?
- Competitive salary package with annual performance bonuses.
- Flexible remote-friendly work schedule.
- Comprehensive health, dental, and vision insurance.
- Generous professional development and continuing education budget.
Responsibilities
- Monitor and analyze changes in federal and state regulations to ensure ongoing compliance with financial and operational standards.
- Conduct regular internal audits and risk assessments to identify potential vulnerabilities in our policies and procedures.
- Develop, implement, and maintain a robust compliance management system (CMS) tailored to the organization's specific needs.
- Prepare and present detailed compliance reports to senior management and the Board of Directors.
- Provide training and guidance to staff on regulatory requirements and internal compliance protocols.
- Investigate and resolve compliance violations or discrepancies in a timely manner.
- Coordinate with external legal counsel and auditors during regulatory reviews.
Qualifications
- Bachelor’s degree in Finance, Law, Business Administration, or a related field.
- 3-5+ years of experience in compliance, risk management, or internal auditing within the financial services sector.
- Strong knowledge of SEC regulations, SOX compliance, and AML (Anti-Money Laundering) protocols.
- Professional certification (e.g., CAMS, CFE, CPA, or JD) is highly preferred.
- Excellent analytical, problem-solving, and verbal/written communication skills.
- Ability to work independently in a remote-friendly environment while maintaining strict attention to detail.
- Proficiency with compliance management software and Microsoft Office Suite.