Job Description
Join Boston Financial Group as a Part-Time Compliance Officer and play a pivotal role in safeguarding our organization's integrity. This position offers the flexibility of part-time hours while allowing you to make a significant impact in regulatory compliance. You'll collaborate with cross-functional teams to ensure adherence to federal, state, and industry regulations, contributing to a culture of ethical excellence in Boston's dynamic financial sector.
Responsibilities
- Monitor regulatory changes and update compliance policies accordingly
- Conduct internal audits and risk assessments for financial transactions
- Prepare and submit compliance reports to regulatory bodies
- Train staff on compliance protocols and ethical standards
- Investigate potential violations and recommend corrective actions
- Maintain accurate compliance documentation and records
- Collaborate with legal team on regulatory matters
Qualifications
- Bachelor's degree in Finance, Business, or related field
- 2+ years of compliance or regulatory experience
- Knowledge of FINRA, SEC, and state regulations
- Strong analytical and problem-solving skills
- Excellent written and verbal communication abilities
- Proficiency with compliance software and MS Office
- Certification (CRCM, CAMS) preferred