Job Description
Join Compliance Solutions Group, a leader in regulatory excellence, as our Part-Time Compliance Officer in Kansas City, MO. This role offers flexible hours (20-25 hrs/week) while allowing you to make a significant impact in our dynamic financial services environment. You'll ensure adherence to federal regulations (FINRA, SEC, CFPB) while maintaining our industry-leading compliance framework.
We provide competitive compensation, comprehensive training, and a collaborative culture where your expertise drives organizational success. Perfect for experienced professionals seeking work-life balance without compromising career growth.
Responsibilities
- Monitor and enforce compliance with federal/state regulations and internal policies
- Conduct risk assessments and internal audits for financial products/services
- Develop/update compliance documentation and training materials
- Investigate regulatory inquiries and implement corrective actions
- Collaborate with legal/operations teams on compliance initiatives
- Stay current on regulatory changes via industry publications/seminars
- Prepare compliance reports for executive stakeholders
Qualifications
- Bachelor's degree in Finance, Business, or related field
- 3+ years compliance/regulatory experience in financial services
- FINRA Series 63/65 or 24 certification preferred
- Strong knowledge of BSA/AML, Dodd-Frank, and consumer protection laws
- Exceptional analytical and problem-solving abilities
- Proficiency in compliance management software (e.g., Smartsheet, Certegy)
- Detail-oriented with excellent written/verbal communication skills