Job Description
Join our dynamic compliance team in Memphis, TN as a Compliance Officer with flexible scheduling options! We're seeking a detail-oriented professional to ensure regulatory adherence while maintaining work-life balance. Enjoy hybrid work arrangements and competitive benefits in a supportive environment where your expertise drives organizational integrity.
Responsibilities
- Monitor regulatory changes and implement updated compliance protocols
- Conduct internal audits and risk assessments across departments
- Develop and maintain compliance documentation and training programs
- Investigate potential violations and recommend corrective actions
- Collaborate with legal and executive teams on compliance strategy
- Ensure adherence to federal regulations (FINRA, SEC, etc.)
- Prepare regular compliance reports for stakeholders
Qualifications
- Bachelor's degree in Finance, Business, or related field
- 3+ years of compliance/regulatory experience
- Strong knowledge of financial industry regulations
- Excellent analytical and problem-solving skills
- Ability to work independently with flexible hours
- Proficiency in compliance management software
- Strong written and verbal communication abilities
- Relevant certifications (e.g., CRCM, CAMS) preferred