Job Description
Join our elite compliance team at Global Financial Services Inc., where integrity meets innovation. We're seeking a Senior Compliance Officer to safeguard our operations while driving strategic regulatory initiatives in Philadelphia's dynamic financial sector. This high-impact role offers competitive compensation, career advancement, and the opportunity to shape compliance frameworks for a Fortune 500 organization.
Why Apply? Enjoy comprehensive benefits, flexible work arrangements, and professional development programs. Our Philadelphia headquarters offers a collaborative environment where your expertise directly impacts organizational success.
Responsibilities
- Develop, implement, and monitor compliance programs aligned with FINRA, SEC, and federal regulations
- Conduct risk assessments and internal audits for financial products and services
- Lead AML/KYC investigations and reporting to regulatory bodies
- Collaborate with legal, risk, and operations teams to ensure policy adherence
- Train staff on regulatory changes and compliance best practices
- Prepare management reports and regulatory filings with 100% accuracy
- Stay current on evolving financial regulations through continuous research
Qualifications
- Bachelor's degree in Finance, Law, or related field (Master's preferred)
- 5+ years of compliance experience in financial services or fintech
- Certified Regulatory Compliance Manager (CRCM) or CAMS designation required
- Expertise in FINRA rules, SEC regulations, and AML frameworks
- Proven track record of designing compliance programs for complex financial products
- Exceptional analytical skills with attention to detail
- Strong written/verbal communication and stakeholder management abilities