Job Description
Join our dynamic team at Apex Financial Services as a Part-Time Compliance Officer in Raleigh, NC. We're seeking a detail-oriented professional to ensure regulatory adherence and mitigate risks in our fast-paced financial environment. This flexible 20-hour/week role offers competitive compensation and the opportunity to make a tangible impact while advancing your compliance career.
Responsibilities
- Monitor and interpret federal/state regulatory changes (e.g., FINRA, SEC, NC Banking Laws)
- Conduct internal audits and compliance testing procedures
- Develop/update compliance policies and training materials
- Investigate potential violations and prepare corrective action plans
- Collaborate with departments to embed compliance best practices
- Maintain accurate compliance documentation and reporting
Qualifications
- Bachelor's degree in Finance, Business, or related field
- 2+ years compliance/regulatory experience in financial services
- Knowledge of AML, KYC, and anti-fraud regulations
- Strong analytical and risk assessment abilities
- Proficiency with compliance software (e.g., ComplySci, LogicGate)
- Excellent written/verbal communication skills
- Ability to work independently with minimal supervision