Job Description
Join our dynamic compliance team at Global Financial Solutions Inc. and become a guardian of regulatory excellence in Indianapolis! We're urgently seeking a detail-driven Compliance Officer to join our expanding team and safeguard our operations in the financial services sector. This is your chance to make an immediate impact in a rapidly growing organization while advancing your compliance career.
Why Apply Today? With increased regulatory scrutiny in the financial industry, we need your expertise to navigate complex compliance landscapes. Enjoy competitive compensation, comprehensive benefits, and a collaborative environment where your skills are valued. Don't miss this opportunity to join a company committed to integrity and innovation.
Responsibilities
- Monitor and interpret federal/state regulations (SEC, FINRA, CFPB) to ensure organizational compliance
- Develop, implement, and audit compliance policies and procedures across all departments
- Conduct regular risk assessments and internal audits to identify compliance gaps
- Investigate and resolve regulatory inquiries, complaints, and potential violations
- Deliver comprehensive compliance training to staff and management teams
- Prepare detailed reports for senior leadership and regulatory bodies
- Collaborate with legal, audit, and operations teams to align compliance initiatives
Qualifications
- Bachelor's degree in Finance, Business, Law, or related field (Master's preferred)
- 5+ years compliance experience in financial services or regulated industry
- Strong knowledge of federal/state banking regulations and FINRA rules
- Relevant certifications (CRCM, CAMS, CCEP) highly valued
- Exceptional analytical skills with attention to detail
- Advanced proficiency in compliance software (e.g., NASD, Bond Desk)
- Proven ability to develop effective compliance frameworks
- Excellent communication and presentation skills