Job Description
Join our dynamic compliance team at Global Financial Solutions Inc. in Buffalo, NY! We're seeking a detail-oriented Compliance Officer to ensure regulatory adherence and mitigate risks. This immediate hire opportunity offers competitive compensation, comprehensive benefits, and career growth in a fast-paced financial services environment. If you're passionate about maintaining ethical standards and protecting organizational integrity, we want to hear from you!
Responsibilities
- Monitor regulatory changes (e.g., SOX, AML, HIPAA) and update compliance protocols
- Conduct internal audits and risk assessments across departments
- Develop and implement compliance training programs for staff
- Prepare detailed regulatory reports for executive leadership
- Collaborate with legal and finance teams on policy development
- Investigate compliance violations and recommend corrective actions
- Maintain compliance documentation and audit trails
Qualifications
- Bachelor's degree in Finance, Business, or related field
- 3+ years of compliance experience in financial services
- Strong knowledge of NY State and federal regulations
- Certified Compliance & Ethics Professional (CCEP) preferred
- Advanced analytical and problem-solving skills
- Excellent written/verbal communication abilities
- Proficiency with compliance software (e.g., RSA Archer)
- Ability to thrive in a fast-paced, deadline-driven environment