Job Description
Join our dynamic team as a Compliance Officer at Nevada Financial Services Inc. and enjoy the stability of weekly paychecks while safeguarding our organization's integrity. We're seeking a detail-oriented professional to ensure regulatory compliance across all operations in our Las Vegas headquarters. This role offers competitive compensation, comprehensive benefits, and the opportunity to advance your career in the heart of Nevada's thriving financial sector.
Responsibilities
- Monitor and interpret regulatory changes (e.g., FINRA, SEC, AML) to implement updated compliance protocols
- Conduct internal audits and risk assessments to identify compliance gaps
- Develop and maintain compliance documentation, policies, and training materials
- Collaborate with legal and operations teams to ensure adherence to industry standards
- Investigate and resolve compliance violations with corrective action plans
- Prepare regulatory reports and disclosures for state and federal authorities
- Train staff on compliance procedures and ethical conduct standards
Qualifications
- Bachelor's degree in Finance, Business, Law, or related field
- 3+ years of compliance experience in financial services or gaming industry
- Certification (CRCM, CAMS, or CCEP) strongly preferred
- Proficiency with compliance software (e.g., Wolters Kluwer, ComplyAdvantage)
- Deep understanding of Nevada gaming regulations and federal banking laws
- Exceptional analytical skills and attention to detail
- Strong written/verbal communication and presentation abilities
- Ability to thrive in a fast-paced, regulated environment