Job Description
Join our dynamic compliance team at Global Financial Solutions Inc. as a Compliance Officer in sunny Tampa, FL! We're offering a competitive $15,000 sign-on bonus for qualified candidates who can navigate complex regulatory landscapes and drive ethical business practices. This role is perfect for detail-oriented professionals passionate about safeguarding organizations against financial crime and regulatory violations. Enjoy a collaborative environment with cutting-edge tools and opportunities for career advancement in one of Florida's most vibrant cities.
Responsibilities
- Develop, implement, and maintain compliance programs aligned with federal (FINRA, SEC) and state regulations
- Conduct risk assessments and internal audits to identify compliance gaps
- Monitor regulatory changes and update policies/procedures accordingly
- Investigate potential violations and recommend corrective actions
- Train staff on compliance requirements and ethical standards
- Prepare regulatory reports and maintain documentation
- Collaborate with legal, risk, and business units on compliance initiatives
Qualifications
- Bachelor's degree in Finance, Business, Law, or related field
- 5+ years of compliance experience in financial services
- FINRA Series 63/65 or 26/27 licenses required
- Strong knowledge of AML, KYC, and BSA regulations
- Experience with compliance management software (e.g., Fenergo, ComplyAdvantage)
- Exceptional analytical and problem-solving skills
- Ability to interpret complex regulations and communicate clearly