Job Description
Join our award-winning compliance team in sunny Tampa and accelerate your career with a $10,000 sign-on bonus! Global Financial Solutions Inc. is seeking a detail-oriented Compliance Officer to ensure regulatory adherence while driving innovation in financial services. Enjoy competitive compensation, comprehensive benefits, and a dynamic work culture in Florida's thriving business hub.
Why You'll Love Working Here: Flexible hybrid schedule, professional development stipends, and opportunities to shape compliance frameworks for emerging technologies.
Responsibilities
- Develop and implement compliance programs aligned with FINRA, SEC, and state regulations
- Conduct risk assessments and internal audits for financial products
- Monitor regulatory changes and update policies accordingly
- Train staff on compliance procedures and ethical standards
- Investigate potential violations and recommend corrective actions
- Collaborate with legal and audit teams on compliance initiatives
- Prepare regulatory reports and maintain documentation
Qualifications
- Bachelor's degree in Finance, Business, or related field (Master's preferred)
- 5+ years compliance experience in financial services
- Certified Regulatory Compliance Manager (CRCM) or equivalent designation
- Strong knowledge of FINRA rules and SEC regulations
- Advanced proficiency in compliance software (e.g., Compliance.ai, OnBase)
- Excellent analytical and problem-solving skills
- Ability to interpret complex regulatory requirements