Job Description
Join our dynamic team in Las Vegas as an immediate-hire Compliance Officer! We're seeking a detail-oriented professional to ensure regulatory adherence and drive ethical practices. This high-impact role offers career growth in Nevada's thriving financial sector with competitive compensation and benefits. Apply now to start your journey with industry leaders committed to excellence and integrity.
Responsibilities
- Monitor regulatory compliance with federal/state laws (SEC, FINRA, AML)
- Develop/implement compliance policies and procedures
- Conduct internal audits and risk assessments
- Investigate and resolve compliance violations
- Provide compliance training to staff
- Prepare regulatory reports and disclosures
- Stay updated on regulatory changes
Qualifications
- Bachelor's degree in Finance, Business, or related field
- 3+ years compliance/regulatory experience
- Knowledge of financial regulations (Dodd-Frank, SOX)
- Strong analytical and problem-solving skills
- Excellent written/verbal communication
- CRCM/CAMS certification preferred
- Proficiency in compliance software