Job Description
Join our dynamic team in Corpus Christi, TX as a Compliance Officer and accelerate your career with a $15,000 sign-on bonus! Global Financial Solutions Inc. is seeking a meticulous professional to ensure regulatory adherence and foster a culture of compliance excellence. This pivotal role offers competitive compensation, comprehensive benefits, and the opportunity to impact our growing financial services organization. If you're ready to safeguard operations while advancing your career, apply today!
Responsibilities
- Monitor and interpret federal/state regulations (FINRA, SEC, OCC) to ensure organizational compliance
- Conduct internal audits and risk assessments to identify compliance gaps
- Develop/update compliance policies, procedures, and training materials
- Collaborate with legal, operations, and audit teams on compliance initiatives
- Investigate potential violations and recommend corrective actions
- Prepare regulatory reports and maintain compliance documentation
- Stay current on industry changes and emerging regulatory trends
Qualifications
- Bachelor's degree in Finance, Business, Law, or related field
- 3+ years of compliance experience in financial services
- FINRA Series 24, 26, or 27 certification preferred
- Proficiency with compliance software (e.g., MetricStream, RSA Archer)
- Strong analytical and problem-solving skills
- Exceptional written/verbal communication abilities
- Experience with SOX, AML, and BSA regulations
- Proven track record in developing compliance programs