Job Description
Join our dynamic compliance team at Global Compliance Solutions Inc. as a Compliance Officer in Richmond, VA. We provide all necessary equipment including ergonomic workstations, advanced monitoring software, and secure document management tools to ensure your success. This role is pivotal in safeguarding our organization's regulatory integrity while offering exceptional career growth in a supportive environment.
Enjoy competitive compensation, comprehensive benefits, and a modern workspace designed for productivity. We're committed to your professional development through ongoing training and certification support. Apply today to become part of our mission-driven team dedicated to excellence in regulatory compliance.
Responsibilities
- Monitor regulatory changes and ensure organizational compliance with federal/state regulations (SEC, FINRA, etc.)
- Conduct internal audits and risk assessments using provided compliance software and monitoring tools
- Develop, implement, and update compliance policies and procedures
- Train staff on compliance requirements using our digital learning platforms and provided training materials
- Investigate potential violations and recommend corrective actions
- Maintain accurate compliance records using our secure document management system
- Collaborate with legal and senior leadership on compliance initiatives
- Prepare detailed compliance reports for regulatory bodies using provided analytics tools
Qualifications
- Bachelor's degree in Finance, Business, Law, or related field (Master's preferred)
- 3+ years of compliance experience in financial services or regulated industry
- Strong knowledge of SEC, FINRA, and Virginia state regulations
- Proficiency with compliance software and monitoring tools (training provided)
- Excellent analytical, investigative, and communication skills
- Certification (CRCM, CCEP, or CAMS) preferred
- Ability to work independently with minimal supervision
- Strong attention to detail and organizational skills