Job Description
Join our elite compliance team with a comprehensive paid training program designed to launch your career in financial regulation. As a Compliance Officer at Global Financial Solutions Inc., you'll gain hands-on experience in regulatory frameworks, risk assessment, and policy implementation while receiving mentorship from industry veterans. This full-time position offers structured training modules covering FINRA, SEC, and AML regulations, with opportunities for rapid advancement into senior compliance roles. Our Philadelphia headquarters provides a collaborative environment where your growth is prioritized through continuous learning and development initiatives.
Responsibilities
- Monitor regulatory changes and update compliance policies accordingly
- Conduct internal audits to ensure adherence to financial regulations
- Develop and implement compliance training programs for staff
- Investigate potential violations and prepare remediation reports
- Collaborate with legal and risk management teams on compliance strategies
- Maintain accurate documentation of compliance activities
- Represent the company during regulatory examinations
Qualifications
- Bachelor's degree in Finance, Business, or related field
- 0-2 years of compliance or regulatory experience
- Strong analytical and problem-solving abilities
- Excellent written and verbal communication skills
- Proficiency in Microsoft Office Suite and compliance software
- Ability to obtain FINRA Series 63/65/66 licenses during training
- Detail-oriented with high ethical standards