Job Description
Are you a detail-oriented professional ready to make an immediate impact? Apex Financial Solutions is seeking a highly skilled Compliance Officer to join our dynamic team in St. Louis, MO.
We are committed to the highest standards of integrity and regulatory adherence. In this pivotal role, you will serve as the guardian of our compliance framework, ensuring our operations align with federal, state, and local laws. If you are looking for a challenging role where your expertise matters and you can start tomorrow, this is your opportunity.
Why Join Us?
- Immediate start available.
- Competitive salary and comprehensive benefits package.
- Work with a forward-thinking team in the heart of St. Louis.
Responsibilities
- Monitor and interpret federal and state regulations to ensure continuous adherence to legal standards.
- Conduct internal audits and risk assessments to identify potential compliance gaps.
- Develop, implement, and update company policies and procedures to mitigate risk.
- Investigate and report on any violations or breaches of compliance protocols.
- Train staff on regulatory requirements and ethical business practices.
- Act as the primary liaison with external regulatory bodies and auditors.
Qualifications
- Bachelor’s degree in Finance, Law, Business Administration, or a related field (Master’s degree preferred).
- 3-5 years of experience in compliance, risk management, or auditing within the financial sector.
- Strong working knowledge of SEC regulations, FINRA rules, or relevant industry standards.
- Excellent analytical skills with the ability to interpret complex regulatory text.
- Strong written and verbal communication skills.
- Professional certifications (e.g., CFA, CFE, CRCM) are a plus.