Job Description
Join our dynamic team as a Compliance Officer in sunny St. Petersburg, FL where work-life balance meets professional excellence. We offer flexible scheduling options to accommodate your lifestyle while ensuring regulatory excellence. As a key member of our compliance division, you'll safeguard organizational integrity through proactive monitoring, policy development, and risk mitigation. Enjoy competitive benefits, remote work flexibility, and opportunities for career advancement in a supportive, growth-oriented environment.
Responsibilities
- Develop and implement robust compliance programs aligned with federal/state regulations (FINRA, SEC, AML)
- Conduct internal audits and risk assessments to identify compliance vulnerabilities
- Prepare comprehensive regulatory reports and documentation for stakeholder review
- Deliver engaging compliance training to staff across all departments
- Investigate and resolve compliance incidents with documented remediation plans
- Collaborate with legal teams on regulatory changes and policy updates
- Maintain compliance databases with accurate record-keeping
Qualifications
- Bachelor's degree in Finance, Law, Business Administration, or related field
- 3+ years of compliance experience in financial services or regulated industries
- Active CRCM, CCEP, or CAMS certification preferred
- Expertise in FINRA, SEC, and AML/BCT regulations
- Advanced analytical skills with attention to detail
- Strong written/verbal communication abilities
- Proficient in compliance software (e.g., MetricStream, Compliance 360)