Job Description
Join our dynamic compliance team in Indianapolis and enjoy the flexibility to balance work and life. As a Compliance Officer, you'll safeguard our organization against regulatory risks while working adaptable hours tailored to your schedule. We're seeking a detail-oriented professional passionate about maintaining ethical standards in a fast-paced financial environment. Our culture emphasizes growth, innovation, and work-life harmony, making this ideal candidates seeking professional flexibility without compromising impact.
Responsibilities
- Monitor and interpret evolving federal/state/regulatory compliance requirements
- Develop, implement, and update internal policies/procedures
- Conduct risk assessments and internal audits across departments
- Investigate compliance violations and recommend corrective actions
- Deliver training programs to staff on regulatory changes
- Prepare detailed compliance reports for executive leadership
- Collaborate with legal/audit teams on compliance initiatives
Qualifications
- Bachelor's degree in Finance, Business, or related field
- 3+ years compliance/regulatory experience
- Strong knowledge of FINRA, SEC, and AML regulations
- Excellent analytical and problem-solving abilities
- Exceptional written/verbal communication skills
- Proficiency with compliance software (e.g., ComplianceEase, MetricStream)
- Ability to work independently with minimal supervision
- Professional certification (CRCM, CCEP) preferred