Job Description
Join our dynamic team at Pacific Financial Group as a Compliance Officer in Honolulu, HI! We're urgently seeking a dedicated professional to ensure regulatory adherence and drive ethical business practices. This is a critical role with competitive compensation and growth opportunities in Hawaii's thriving financial sector.
As our Compliance Officer, you'll safeguard our organization against regulatory risks while maintaining a culture of integrity. You'll collaborate with cross-functional teams to implement robust compliance frameworks and stay ahead of evolving regulations. If you're passionate about precision and making a tangible impact, we want to hear from you today!
Responsibilities
- Develop, implement, and maintain compliance policies aligned with federal/state regulations (e.g., FINRA, SEC, DFS)
- Conduct regular risk assessments and internal audits to identify compliance gaps
- Investigate and resolve regulatory inquiries, complaints, and enforcement actions
- Deliver compliance training to staff across all departments
- Monitor regulatory changes and update procedures accordingly
- Prepare comprehensive compliance reports for executive leadership
- Collaborate with legal and audit teams on compliance initiatives
Qualifications
- Bachelor's degree in Finance, Business, Law, or related field (Master's preferred)
- 5+ years of compliance experience in financial services or regulated industry
- Strong knowledge of Hawaii state and federal regulations
- Certified Regulatory Compliance Manager (CRCM) or similar designation required
- Exceptional analytical and problem-solving abilities
- Proven experience with compliance software and reporting tools
- Excellent written/verbal communication skills
- Ability to thrive in a fast-paced, deadline-driven environment