Job Description
Join our dynamic compliance team as a Compliance Officer in Memphis, TN! We provide all necessary equipment including laptop, dual monitors, and specialized compliance software. Enjoy a hybrid work schedule with 2 days remote per week while ensuring regulatory adherence and risk mitigation for our financial services clients.
Our ideal candidate will thrive in a fast-paced environment where attention to detail meets strategic thinking. Benefit from comprehensive onboarding, ongoing training programs, and a supportive culture that values professional growth.
Responsibilities
- Monitor regulatory changes and implement compliance procedures across financial operations
- Conduct internal audits and risk assessments for banking and lending divisions
- Develop and maintain compliance documentation including policies and training materials
- Collaborate with legal and audit teams to resolve compliance violations
- Lead investigations into potential regulatory breaches and recommend corrective actions
- Manage compliance reporting for federal and state regulators (FINRA, OCC, etc.)
- Train staff on new regulations and compliance protocols
Qualifications
- Bachelor's degree in Finance, Business, or related field (or equivalent experience)
- 3+ years of compliance experience in financial services or regulated industry
- Strong knowledge of federal/state banking regulations (e.g., BSA, AML, Reg E)
- Proficient in compliance software and reporting tools
- Excellent analytical skills with attention to detail
- Ability to interpret complex regulatory requirements
- Strong written and verbal communication skills
- Relevant certifications (CRCM, CAMS) preferred