Job Description
Join Fort Wayne Financial Solutions as a Compliance Officer and enjoy the security of weekly pay while safeguarding our organization's regulatory integrity. We're seeking a detail-oriented professional to ensure adherence to federal and state regulations, with a focus on financial services compliance. This role offers competitive compensation, comprehensive benefits, and the opportunity to make a tangible impact in a growing Fort Wayne enterprise.
Responsibilities
- Monitor regulatory changes and implement updated compliance protocols
- Conduct internal audits and risk assessments across departments
- Develop and maintain compliance documentation and training programs
- Investigate potential violations and recommend corrective actions
- Collaborate with legal counsel on regulatory matters
- Prepare detailed compliance reports for executive leadership
- Stay current with FINRA, SEC, and Indiana state regulations
Qualifications
- Bachelor's degree in Finance, Business, or related field
- 3+ years of compliance experience in financial services
- Certified Regulatory Compliance Manager (CRCM) preferred
- Proficiency with compliance management software
- Strong analytical and problem-solving abilities
- Excellent written and verbal communication skills
- Ability to thrive in a fast-paced, deadline-driven environment