Job Description
Join our dynamic team as a Part-Time Compliance Officer and become a guardian of regulatory excellence in Greensboro's thriving financial sector. We're seeking a meticulous professional to ensure our organization maintains rigorous adherence to federal and state regulations while fostering a culture of ethical integrity. This flexible 20-hour/week role offers the perfect opportunity to leverage your compliance expertise in a supportive environment with growth potential.
As a cornerstone of our risk management framework, you'll collaborate with cross-functional teams to develop actionable compliance strategies and implement industry best practices. Enjoy competitive compensation, comprehensive training, and the satisfaction of safeguarding our operations in North Carolina's most vibrant business hub.
Responsibilities
- Monitor and interpret regulatory changes (e.g., FINRA, SEC, NC Banking Laws) to update compliance protocols
- Conduct periodic risk assessments and internal audits for operational departments
- Develop and maintain compliance documentation, policies, and training materials
- Investigate potential violations and recommend corrective actions through formal reports
- Liaise with regulatory agencies during examinations and provide responsive documentation
- Train staff on compliance requirements and ethical standards
- Track compliance metrics and prepare executive summaries for leadership
Qualifications
- Bachelor's degree in Finance, Business, or related field (or equivalent experience)
- 3+ years of compliance/regulatory experience in financial services
- Active CRCM or CAMS certification preferred
- Proficiency with compliance software (e.g., MetricStream, Diligent)
- Strong analytical skills with attention to detail
- Excellent written/verbal communication abilities
- Ability to work independently in a remote-friendly environment
- Knowledge of NC financial regulations and AML requirements