Job Description
Join our dynamic compliance team at Global Financial Services Inc. in Chicago! We urgently seek a detail-oriented Compliance Officer to safeguard our operations against regulatory risks. This high-impact role requires proactive monitoring of federal regulations (FINRA, SEC, CFTC), policy implementation, and cross-departmental collaboration. Enjoy competitive benefits, hybrid work flexibility, and career growth in a thriving financial hub. Apply now to become a guardian of integrity!
Responsibilities
- Monitor and interpret evolving financial regulations (Dodd-Frank, AML, GDPR)
- Develop/audit compliance programs and internal controls
- Conduct risk assessments and regulatory reporting
- Train staff on compliance protocols and ethical conduct
- Manage internal audits and regulatory examinations
- Collaborate with legal, operations, and audit teams
- Document compliance procedures and policy updates
Qualifications
- Bachelor's degree in Finance, Law, or related field
- 5+ years compliance experience in financial services
- FINRA Series 24, 26, or 27 certifications required
- Expert knowledge of SEC/FINRA regulations
- Strong analytical and risk assessment skills
- Experience with compliance software (e.g., Nasdaq Comply)
- Exceptional written/verbal communication abilities
- Proactive problem-solving with attention to detail