Job Description
Join our dynamic team at Capital Compliance Partners LLC as a Compliance Officer in the heart of Washington, DC. We're a boutique regulatory consulting firm specializing in financial services, and we're seeking a detail-oriented professional to ensure adherence to federal regulations while driving ethical excellence. Enjoy competitive compensation, comprehensive benefits, and opportunities for career growth in a fast-paced environment.
Why You'll Love Working Here: Collaborative culture, hybrid work flexibility, and access to cutting-edge compliance tools. We value integrity, innovation, and work-life balance.
Responsibilities
- Monitor and interpret regulatory changes from the SEC, CFTC, and Federal Reserve
- Develop and implement internal compliance policies and procedures
- Conduct risk assessments and internal audits for financial institutions
- Train staff on compliance protocols and regulatory requirements
- Investigate and resolve compliance violations with corrective action plans
- Prepare regulatory filings and management reports
- Liaise with legal teams and external regulators
Qualifications
- Bachelor's degree in Finance, Law, or related field (Master's preferred)
- 5+ years of compliance experience in financial services
- Strong knowledge of federal banking regulations (Dodd-Frank, BSA/AML)
- Certified Regulatory Compliance Manager (CRCM) or CCEP designation
- Exceptional analytical and problem-solving skills
- Advanced proficiency in compliance management software
- Ability to manage competing priorities in a regulated environment