Job Description
Join our elite compliance team with comprehensive paid training designed to launch your career in regulatory affairs. As a Compliance Officer at Financial Integrity Group, you'll protect our organization's integrity while mastering cutting-edge compliance frameworks. We invest in talent through our industry-leading training program, ensuring you're equipped to navigate complex regulations from day one. Enjoy career growth opportunities in a supportive environment with competitive benefits and a commitment to professional development.
Responsibilities
- Develop and implement compliance programs aligned with federal regulations (Dodd-Frank, AML, SEC)
- Conduct risk assessments and internal audits to identify compliance gaps
- Train staff on regulatory changes and compliance procedures
- Investigate potential violations and recommend corrective actions
- Prepare detailed compliance reports for senior leadership and regulators
- Collaborate with legal and audit teams to ensure regulatory adherence
- Stay current on evolving compliance standards through continuous education
Qualifications
- Bachelor's degree in Finance, Business, or related field
- 0-2 years of experience (paid training provided for qualified candidates)
- Strong analytical skills with attention to detail
- Ability to interpret complex regulatory documents
- Proficiency in compliance software (e.g., ComplyAdvantage, Fenergo)
- Excellent written and verbal communication skills
- Professional certification (CRCM, CAMS) preferred but not required