Job Description
Join our dynamic team as a Compliance Officer with flexible hours! We're seeking a detail-oriented professional to ensure regulatory adherence and mitigate risks in Sacramento's thriving business environment. Enjoy work-life balance with our accommodating schedule while making a significant impact in our organization's compliance framework.
Responsibilities
- Monitor and interpret regulatory changes affecting financial operations
- Conduct internal audits and compliance assessments
- Develop and implement compliance policies and procedures
- Prepare detailed compliance reports for stakeholders
- Collaborate with legal and finance teams on regulatory matters
- Train staff on compliance requirements and best practices
- Investigate and resolve compliance violations
- Stay updated on industry-specific regulations (e.g., FINRA, SEC)
Qualifications
- Bachelor's degree in Finance, Business, or related field
- 3+ years of compliance/regulatory experience
- Strong knowledge of financial regulations (Dodd-Frank, SOX)
- Certified Compliance & Ethics Professional (CCEP) preferred
- Exceptional analytical and problem-solving skills
- Proficient in compliance management software (e.g., MetricStream, RSA Archer)
- Excellent written and verbal communication abilities
- Ability to work independently with flexible scheduling