Job Description
Join our elite compliance team at Global Compliance Solutions Inc. in Pittsburgh! We're seeking a meticulous Compliance Officer to ensure regulatory adherence across all operations. Enjoy premium equipment provided including advanced monitoring tools, secure workstations, and industry software. This role offers hybrid work flexibility with competitive benefits and career advancement in a dynamic environment.
Responsibilities
- Monitor regulatory changes and implement compliance protocols across financial operations
- Conduct internal audits and risk assessments for adherence to FINRA/SEC regulations
- Develop compliance training programs for 200+ employees using provided LMS tools
- Manage incident reporting and corrective action documentation
- Collaborate with legal teams on regulatory filings and disclosures
- Lead cross-departmental compliance initiatives using provided project management software
Qualifications
- Bachelor's degree in Finance, Business, or related field (Master's preferred)
- 5+ years compliance experience in financial services or regulated industries
- FINRA Series 63/65/66 certifications required
- Expertise in Reg BI, AML, and SEC regulations
- Advanced proficiency with provided compliance software (e.g., Certent, Adenza)
- Strong analytical skills with attention to detail
- Ability to lead virtual training sessions using provided equipment