Job Description
Are you a detail-oriented professional ready to lead the way in regulatory excellence?
We are seeking a highly skilled Compliance Officer to join our dynamic team in Lexington, KY. In this critical role, you will be responsible for ensuring our organization operates within legal and ethical boundaries, mitigating risk, and fostering a culture of compliance.
Why You'll Love This Role:
- Immediate Impact: Start tomorrow and make an immediate difference in our risk management framework.
- Competitive Package: Enjoy a salary range of $65k-$90k plus a comprehensive benefits suite.
- Growth Opportunities: Work with industry leaders in a supportive environment that values professional development.
Don't miss this chance to advance your career in a pivotal position. Apply today!
Responsibilities
- Monitor and evaluate the effectiveness of internal controls, policies, and procedures to ensure full regulatory compliance.
- Conduct regular audits and risk assessments to identify potential vulnerabilities in our operations.
- Prepare and submit accurate regulatory reports to federal and state agencies in a timely manner.
- Develop and deliver comprehensive compliance training programs for staff and management.
- Investigate internal compliance breaches and recommend corrective actions to senior leadership.
- Stay abreast of changes in financial laws, regulations, and industry standards to update policies accordingly.
- Collaborate with legal and operational teams to ensure adherence to corporate governance standards.
Qualifications
- Bachelor’s degree in Finance, Law, Business Administration, or a related field required.
- Minimum of 3-5 years of experience in compliance, risk management, or auditing.
- Strong knowledge of federal and state financial regulations, including KYC/AML and SOX.
- Excellent analytical skills with the ability to interpret complex data and regulations.
- Exceptional verbal and written communication skills for stakeholder reporting.
- Professional certification (e.g., CAMS, CCEP, or CPA) is a significant plus.