Job Description
Join our dynamic compliance team at Global Financial Solutions Inc., a leader in financial services with a commitment to ethical excellence and regulatory integrity. We're seeking a detail-oriented Compliance Officer to safeguard our operations while fostering a culture of compliance across all departments. This pivotal role offers the opportunity to shape our compliance framework while enjoying Pittsburgh's vibrant professional landscape and competitive compensation.
Responsibilities
- Develop, implement, and monitor compliance programs aligned with federal regulations (FINRA, SEC, OCC)
- Conduct risk assessments and internal audits to identify compliance gaps
- Investigate and resolve compliance violations with appropriate remediation
- Train staff on regulatory requirements and best practices
- Prepare comprehensive compliance reports for senior leadership and regulatory bodies
- Stay current on evolving financial regulations through continuous research
- Collaborate with legal and audit teams to ensure cohesive compliance strategy
Qualifications
- Bachelor's degree in Finance, Business, or related field (Master's preferred)
- 3+ years compliance experience in financial services
- FINRA Series 7 and 63/66 certifications required
- Proficiency with compliance software (e.g., RSA Archer, LogicGate)
- Strong analytical and problem-solving abilities
- Excellent written and verbal communication skills
- Experience with AML/BSA and KYC regulations
- Ability to manage multiple projects in a fast-paced environment