Job Description
Join our dynamic compliance team in Nashville and start your career tomorrow! We're seeking a detail-oriented Compliance Officer to ensure regulatory adherence while driving our financial services forward. This urgent opening offers immediate start for qualified candidates ready to make an impact in Nashville's thriving financial district.
Responsibilities
- Monitor and interpret federal/state regulations (SEC, FINRA, OCC) for financial products
- Develop/update internal compliance policies and procedures
- Conduct regular risk assessments and audit testing
- Train staff on regulatory changes and compliance protocols
- Investigate and resolve compliance violations
- Prepare regulatory reports and disclosures
- Collaborate with legal and audit departments
Qualifications
- Bachelor's degree in Finance, Business, or related field
- 3+ years compliance experience in financial services
- Knowledge of FINRA/SEC regulations and AML protocols
- Strong analytical and problem-solving skills
- Excellent written/verbal communication abilities
- Professional certifications (CRCM, CAMS) preferred
- Ability to thrive in fast-paced, deadline-driven environment