Job Description
About Nevada Financial Services
We're a leading financial institution dedicated to innovation and regulatory excellence in Nevada's dynamic market. Join our team to shape the future of compliance while enjoying Las Vegas's unparalleled lifestyle.
The Role
As our Compliance Officer, you'll safeguard our operations against regulatory risks while driving ethical business practices. This hybrid role offers flexibility to work from our modern downtown office or remotely 2 days weekly.
Responsibilities
- Monitor and interpret federal/state regulations (e.g., FinCEN, SEC, NRS)
- Develop/implement compliance policies and training programs
- Conduct internal audits and risk assessments
- Investigate and resolve compliance violations
- Liaise with regulators during examinations
- Advise departments on regulatory changes
- Maintain accurate compliance documentation
Qualifications
- Bachelor's in Finance, Law, or related field
- 3+ years compliance/regulatory experience
- FINRA Series 26/27 or CCEP certification
- Strong knowledge of AML/KYC requirements
- Expertise in risk management frameworks
- Advanced MS Excel and GRC software skills
- Excellent written/verbal communication