Job Description
Join our dynamic team at Global Financial Services Inc. as a Compliance Officer in Arlington, TX. You'll be pivotal in ensuring our operations adhere to federal regulations, industry standards, and internal policies. This role offers a competitive salary, comprehensive benefits, and opportunities for professional growth in a supportive environment.
Responsibilities
- Monitor regulatory changes and update compliance policies accordingly
- Conduct internal audits and risk assessments across departments
- Investigate potential compliance breaches and recommend corrective actions
- Develop and deliver compliance training programs for staff
- Prepare detailed reports for senior management and regulatory bodies
- Collaborate with legal teams on compliance documentation
- Ensure adherence to FINRA, SEC, and AML regulations
Qualifications
- Bachelor's degree in Finance, Business, or related field
- 3+ years of compliance experience in financial services
- Strong knowledge of federal and state regulations
- Certified Compliance & Ethics Professional (CCEP) preferred
- Exceptional analytical and problem-solving skills
- Proficient in compliance management software
- Excellent written and verbal communication abilities